Special Report on
The Committee Rulemaking Game
The Committee Rulemaking Game - Trends
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I am Richard Ketchum, Chairman and CEO of the Financial Industry Regulatory Authority, or FINRA. On behalf of FINRA, I would like to thank you for the opportunity to testify today. I commend you, Mr. Chairman, for holding today's hearing on the critically important topic of reforming our regulatory structure for financial services, with a particular focus on proposals to harmonize the regulation of broker-dealers and investment advisers and addressing the role of arbitration in the securities industry. As someone who has spent the great majority of my career as a regulator, dedicated to protecting investors ...
Professor Brubaker recently submitted a summary of his impressive work during his fall, 2009 sabbatical. This work, which has been reported in more detail in prior activities reports, included an volume from a major interdisciplinary conference he co-organized with Professor Charles Tabb; work on the Moral Justifications of the Bankruptcy Discharge with Professor Heidi Hurd; the manuscript for the substantially revised third edition of a bankruptcy casebook with Professor Tabb, including a new chapter on federal bankruptcy jurisdiction and procedure on which Professor Brubaker is the ... Read More
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THE COMMITTEE RULEMAKING GAME
Google Internet Summit 2009: Standards Session
- Thought Center - Replacing SAS 70: is your organization prepared?
- Sharm El Sheikh 17 November 2009 IG in Light of WSIS