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Special Report on

Accredited investor Definition

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On July 15, the Senate approved the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act) and President Obama is expected to sign the Dodd-Frank Act into law shortly. The Dodd-Frank Act will revise the definition of “accredited investor” under Rule 215 of the Securities Act of 1933 and Rule 501 of Regulation D as described below. Immediate Changes The Dodd-Frank Act revises the accredited investor definition as it relates to natural persons to exclude the value of a person’s primary residence from the $1 million net worth test. 1 The remaining aspects of the accredited investor ...
(or Reg D) contains the rules providing exemptions from the registration requirements, allowing some companies to offer and sell their securities without having to register the securities with the SEC. A Regulation D offering is intended to make access to the capital markets possible for small companies that could not otherwise bear the costs of a normal SEC registration. The regulation is found under Title 17 of the Code of Federal Regulations , part 230, Sections 501 through 508. The legal citation is 17 C.F.R. §230.501 et seq. Reg D is composed of various rules dictating the qualifications needed to meet the SEC exemptions. ...
Real Estate Investor bLAWg: News Alert: New "Accredited Investor ...
Education and information for real estate investors posted by "The Real Estate Investor's Lawyer" who specializes in providing legal services to investors in the areas of entity formation, litigation, purchase and sale agreements, loan workouts, syndications, commercial leases, construction agreements, estate planning, wills, trusts, and related areas. Yesterday, a new law went into effect that immediately changes the definition of "accredited investor" under the federal securities laws, having a potentially dramatic effect on the real estate investment market and the economy. President Obama signed ... market research, surveys and trends
Change to the Definition of an Accredited Investor is Effective ...
On July 21, 2010, President Obama signed the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Financial Bill”) into law. Set forth below are certain aspects of the Financial Bill which impact investment managers to hedge funds and private equity funds. The Financial Bill revises one of the definitions of an “accredited investor” under the Securities Act of 1933 (“1933 Act”).   Specifically, in determining if a natural person is an “accredited investor” who meets the $1 million net worth test, the value of such person’s primary residence must now be ... market research, surveys and trends


the accredited investor definition.17 The SEC's proposal included adding .... $50 billion in 1993 to $592 billion in. 2003, an increase of 1084 percent. ... industry trends, business articles and survey research
Comments of Petillon & Hansen on S7-23-01
This letter is to comment on the proposed rules defining the term "qualified purchaser" under the Securities Act of 1933 as set forth in Release No. 33-8041 (the "Release"). Ladies and Gentlemen: First, the Staff is to be commended on a thorough and fair exposition in the Release of the issues underlying the proposed rule. Improving access to capital for small issuers is believed to be the most important single issue in facilitating the growth of the nation out of recession. As stated in a recent press release of the National Commission on Entrepreneurship in Washington, D.C.: "Policy makers in Congress and across the country ... industry trends, business articles and survey research
Dodd-Frank Bill reshapes businesses
The passage of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Bill") represents the most ambitious and thorough regulatory reform of the laws governing the financial industry since the Great Depression. Please log in below to access the full article. If you are not an existing Lexology subscriber, please register for the free daily legal newsfeed service here . On March 23, 2010, President Obama signed into law the Patient Protection and Affordable Care Act ("PPACA"), the first part of Congress' historic health care reform legislation. Does your company provide its ... market trends, news research and surveys resources
Waiting for the Not-So-Stressful, European Stress Test Results
The headlines claim that the rally yesterday was due to improving earnings and earnings guidance. Hogwash. No doubt, there were some positive earnings and spin, but to say that prices would skyrocket on a couple of earnings numbers (Caterpillar ( CAT ) being one of them) is nuts. Initial Claims were somewhat weaker-than-expected but still in a period fraught with difficult-to-adjust seasonality. Existing Home Sales were somewhat stronger-than-expected, although not to say “strong.” Still, we can infer from the fact that Existing Home Sales are holding up reasonably well while New Home Sales are looking awful, ... market trends, news research and surveys resources


SEC Proposes New Anti-Fraud Rule and New Accredited Investor ...
New Accredited Investor Definition for Private. Investment Vehicles By Matthew C. Dallett, John C. Molloy, Jr. and Stephen M. Muniz ... technology research, surveys study and trend statistics
Proposed Rule: Defining the Term "Qualified Purchaser" under the ...
The Securities and Exchange Commission today proposes a definition for the term "qualified purchaser" under the Securities Act of 1933 to implement a provision of the National Securities Markets Improvement Act of 1996. The proposed definition mirrors the definition of accredited investor under Regulation D of the Securities Act. Thus, the new qualified purchaser definition identifies well-established categories of persons we have previously — to be financially sophisticated and therefore not in need of the protection of state registration when they are offered or sold securities. This proposal should facilitate capital ... technology research, surveys study and trend statistics
Rule 501 -- Definitions and Terms Used in Regulation D
shall mean any person who comes within any of the following categories, or who the issuer reasonably believes comes within any of the following categories, at the time of the sale of the securities to that person: Any bank as defined in section 3(a)(2) of the Act, or any savings and loan association or other institution as defined in section 3(a)(5)(A) of the Act whether acting in its individual or fiduciary capacity; any broker or dealer registered pursuant to section 15 of the Securities Exchange Act of 1934; any insurance company as defined in section 2(a)(13) of the Act; any investment company registered under the ...
  1. profile image wac6 @joewallin post with answers to questions arising about the new accredited investor definition.
  2. profile image FCINVESTMENTS Change to the Definition of an Accredited Investor is Effective Immediately.
  3. profile image JohnBautista Definition of Accredited Investor Changed
Google Answers: Small businesses and Regulation D
Scotty, There are only two references to Regulation D in the document you linked to, and neither of them (that I could see) make mention of any in-depth explanations. However, the SEC website does have such an explanation available just the same, which you can see here: The relevant section is extracted below...if this is what you need, let me know, and I will post it as an answer to your question. pafalafa-ga =============== Q&A: Small Business and the SEC D. Regulation D Regulation D establishes three exemptions from Securities Act registration. ...
Series A, B & C Funding Definition | LinkedIn Answers | LinkedIn
As far as my understanding different series of funding happens at a different levels and stages of a company but just to have a clear understanding about these terms I am posting this question. Any Advice? I've able to collect some data s over the internet but a professional advice is required to make it more clear. Thanks in Advance Lemme share MY understandings regarding these terms Series A round financing happens after some success has been proven in the market (local test market, unique technology able to be valued, superior business plan and go-to market strategy, etc) Series B and C are growth stage financing rounds, ...