Share this page | Email | Contact Us

Special Report on

Investment Clubs and the SEC

investment clubs and the sec special research report Photo by businessknowledgesource.com
– Answers questions about the 3-day settlement cycle and describes how investors may hold their securities, including "street" name and direct registration. Holding your Securities – Answers frequently asked questions, and discusses advantages and disadvantages to the different ways you can hold your securities. Opening a Brokerage Account – What every investor should know before signing a new account agreement, including questions your broker should ask you and information about margin accounts. Trade Execution: What Every Investor Should Know – Where and how your broker's firm executes its ...
is a group of individuals who meet on a regular basis for the purpose of investing money. The invested sums can be as little as $10 a month.
REVIEWS AND OPINIONS
investments clubs and the sec
Investment clubs and questions about them have grown tremendously. This document answers some of the most common questions and directs you to sources of more information. What is an investment club? An investment club is a group of people who pool their money to make investments. Usually, investment clubs are organized as partnerships and, after the members study different investments, the group decides to buy or sell based on a majority vote of the members . Club meetings may be educational and each member may actively participate in investment decisions . Are investment clubs regulated by the SEC? Investment clubs usually do ... market research, surveys and trends
BULLETIN: Another Ponzi Scheme In South Florida; SEC Alleges $28 ...
A Florida company — Trade-LLC — and its operators have been accused of running a $28 million Ponzi scheme that fleeced members of three investment clubs. Named defendants by the SEC were Trade-LLC and its managing members, Philip W. Milton and William Center. The scam operated in the Palm Beach Gardens area, and affected more than 800 members of the investment clubs, the SEC said. Investors were persuaded to “entrust Trade-LLC with money so that it could trade securities on the clubs’ behalf using its purported proprietary software trading program,” the SEC said. “With claims of a ... market research, surveys and trends

SURVEY RESULTS FOR
INVESTMENT CLUBS AND THE SEC

Press Release: SEC Halts $23 Million Ponzi Scheme and Affinity ...
— The Securities and Exchange Commission has obtained an emergency court order to halt an alleged Ponzi scheme and affinity fraud that collected more than $23 million from thousands of investors in the Haitian-American community nationwide through a network of purported investment clubs. The SEC alleges that Creative Capital Consortium LLC and A Creative Capital Concept$, LLC (collectively, Creative Capital) and its principal, George L. Theodule, began conducting the scheme as early as November 2007 by urging investors to form investment clubs to funnel funds to Theodule and Creative Capital. Theodule solicited investors ... industry trends, business articles and survey research
SEC Complaint: HomePals Investment Club, LLC, HomePals, LLC ...
Oct 15, 2009 ... In reality, Bass used less than 10 percent of investors' funds for trading. In .... went so far as to claim a $25 million insurance policy protected every ... Bass and Taglieri instructed the investment clubs to open an ... industry trends, business articles and survey research
RELATED NEWS
Secret Agent: The feds bought Wayne McLeod's lies. He stole their futures.
June 15: McLeod denies the existence of a "special fund," but two days later admits his Federal Employee Benefits Group fund was a lie from the start. Authorities say the Ponzi scheme raised at least $34 million from about 260 investors, many of whom were federal employees. June 18: He sends an e-mail to investors, saying he was closing the fund and asking for forgiveness. June 22: McLeod kills himself in Mandarin Park. June 24: The SEC freezes assets of McLeod's estate, FEBG and F&S Asset Management Group. What's next The case has been referred to mediation and a trial date has been scheduled for Nov. 22. ... market trends, news research and surveys resources
BUYINS.NET: PCL, EPD, JEC, RSH, SOHU, RPM Expected To Be Lower After Earnings ...
BUYINS.NET / www.squeezetrigger.com is monitoring the performance of all stocks with earnings being released Monday, July 26th and determining how the stocks have performed after their last 12 quarterly, 6 quarterly and July earnings reports. Plum Creek Timber (NYSE: ), Enterprise Product Partners (NYSE: ), Jacobs Engineering Group (NYSE: ), RadioShack (NYSE: ), Sohu.com (NASDAQ: ) and RPM International (NYSE: ) are all expected to be lower after their earnings are released Monday. The movement of stock prices in the days and weeks leading to and following these earnings announcements may follow a predictable pattern. Most ... market trends, news research and surveys resources

INFORMATION RESOURCES

JBFL 8 (3-4) mc.vp
including “Tips for Online Investing,” “Investment Clubs and the SEC,” and “ Stock Market Fraud 'Survivor' Kit.” Also available is a complaint ... technology research, surveys study and trend statistics
Investment Clubs and the SEC
Investment clubs and questions about them have grown tremendously. This document answers some of the most common questions and directs you to sources of more information. An investment club is a group of people who pool their money to make investments. Usually, investment clubs are organized as partnerships and, after the members study different investments, the group decides to buy or sell based on a majority vote of the members. Club meetings may be educational and each member may actively participate in investment decisions. Investment clubs usually do not have to register, or register the offer and sale of their own ... technology research, surveys study and trend statistics
FE-583 Starting An Investment Club [2009]
Investment Clubs and the Securities Exchange Commission,. October 2009, at www. sec.gov/investor/pubs/invclub.htm. IRS Publication 550. Investment Income and ...
REAL TIME
INVESTMENT CLUBS AND THE SEC
latest webinars
  1. bank of america corp. and webcast Resources | BNET
  2. WebCast Recap: New Investors Forum
Join these Webinars to learn more about current research, trends and surveys.
QUESTIONS AND ANSWERS
If I pool investors together, what type of company should I form ...
It would be much easier to form an investment club first, see if you can make some money, then siphon gains off if it works out well. Investment clubs require no special license or filings if you wish, and a simple agreement between investors. You can obtain investment club software if that helps. http://en.wikipedia.org/wiki/Investment_… Otherwise, self-directed investment clubs are generally formed as general partnerships, but could also be formed as limited liability companies or limited liability partnerships (in states that allow them). While an investment club could incorporate, the double tax treatment on corporate ...
Google Answers: Option trading
According to a website, the options trading trainer Mirriam MacWilliams is the National Director of Education of the largest Investment Club in the US. I'd need some information about what this investment club is, and whether her claims are indeed independently audited. Dear frooglenut-ga, These are the results of my research. I trust that the following information will assist you. I presume the web site you referred to was wealth-mentors.com, a Singapore based web site. This is an extract from their site. ?Mirriam MacWilliams is a self-made millionaire. Mirriam made her first US$million in less than 2 years in ...