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Special Report on

Soft $ Commission Management Group

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Use of client commission arrangements is on the upswing. Not only have more institutions been adopting CCA programs, they've been sending more of their commission dollars through them, too. Broker-dealer operators of CCA programs are reporting an uptick of at least 20 percent this year from last year in the overall payments the buyside has been sending through their respective commission management programs. The upward trend of buyside CCA payments this year should continue, according to a report by Greenwich Associates. It said the total share of equity trading commissions that U.S. institutions direct to CCAs or ...
In certain areas, decisions are taken by independent supranational institutions, while in others, they are made through negotiation between member states. Important institutions of the EU include the European Commission , the Council of the European Union , the European Council , the Court of Justice of the European Union , and the European Central Bank . The European Parliament is elected every five years by EU citizens . The EU traces its origins from the European Coal and Steel Community formed among six countries in 1951 and the Treaty of Rome formed in 1957 by the same states. Since then, it has grown in size through ...
The Independent Shareholders Association of Nigerian (ISAN) has decried the method employed by the apex regulator of the capital market in sacking the management of the Nigerian Stock Exchange (NSE) saying that its action was not streamlined. ISAN said that the sacking of council members of the NSE was a calculated attempt by the Securities and Exchange Commission (SEC) to cover up her inept regulatory inadequacies, adding that the punitive ... market research, surveys and trends
Gearing Up For Back To School Promotions
In a few short weeks, the summer will come to a close, and students from all over the world will trade in their popsicles for textbooks, their beach towels for backpacks, and their pool time for math class. With thoughts of school floating around everyone’s mind, it’s never too early to start shopping for supplies. Now is the time to plan the first day of school outfit, get ready for classes with a cool new computer, or think about decorating a dorm room with chic, fun styles. Back to school means shopping, and who doesn’t love a great deal? For the fashionable students that want to make a statement on the first day of school, ... market research, surveys and trends


Allianz Group Grows Net Income* 13 percent to 4.7 Billion Euros in ...
Michael Diekmann, CEO of Allianz SE: "We have delivered a very robust and sound performance quarter on quarter" Allianz Group today reported solid results for fiscal year 2009, despite a challenging global economy. Based on preliminary figures, total revenues grew 5.2 percent to 97.4 billion euros for the year. Operating profit totaled 7.2 billion euros, or 147 million euros below the previous year's level. The company's business segments coped with one of the most volatile economic environments in history during the first two quarters, and achieved positive growth and earnings momentum in the second half of ... industry trends, business articles and survey research
Hoenig Group Inc. -- Company History
52131 Investment Banking and Securities Dealing; 52132 Securities Brokerage; 52392 Portfolio Management; 52393 Investment Advice; 551112 Offices of Other Holding Companies For thirty years, Hoenig Group Inc. has provided high quality trade execution, independent research and premier client service to professional money managers and alternative investment funds throughout the world. Hoenig Group Inc. operates through its brokerage subsidiaries in the United States, the United Kingdom and Hong Kong. Hoenig Group's U.S. asset management subsidiary, Axe-Houghton Associates, Inc., provides investment management services to ... industry trends, business articles and survey research
CDC Corporation Reports Improved Adjusted EBITDA of $9.6 Million in the Second ...
a leading China-based value-added operator of, and growth investor in, hybrid (SaaS/On-Premise) enterprise software, IT Services, and New Media assets, today announced financial results for the quarter ended June 30, 2010. For the second quarter, CDC Corporation reported improved Adjusted EBITDA(a) of $9.6 million, compared to Adjusted EBITDA of $8.4 million for the first quarter of 2010. For the second quarter of 2010, CDC Corporation reported Non-GAAP revenue(a) of $80.0 million compared to Non-GAAP revenue of $79.0 million for the first quarter of 2010. The ... market trends, news research and surveys resources
Nuance Announces Third Quarter Fiscal 2010 Results
Nuance reported GAAP revenue of $273.2 million in the third quarter of fiscal 2010, a 13.4% increase over GAAP revenue of $241.0 million in the third quarter of fiscal 2009. Nuance reported non-GAAP revenue of approximately $293.4 million, which includes $20.2 million in revenue lost to accounting treatment in conjunction with acquisitions. Third quarter fiscal 2010 non-GAAP revenue grew approximately 16.8% over non-GAAP revenue of $251.3 million in the same quarter last year. In the third quarter of fiscal 2010, Nuance recognized a GAAP net loss of ($1.5) million, or ... market trends, news research and surveys resources


Soft Dollars - Jay.Bennett
Product management group. Central risk management. Compliance. Currency ... Commissions Allocated for Soft Dollars & Commission Recapture ... technology research, surveys study and trend statistics
Report of the Working Group on Soft Dollars/Commission Recapture
The Soft Dollar and Directed Brokerage Working Group respectfully submits the following report and recommendations to the 1997 ERISA Advisory Council. I. WORKING GROUP'S PURPOSE AND SCOPE The 1997 Advisory Council on Employee Welfare and Pension Benefit Plans created a working group to study the need for regulatory changes and/or additional disclosure to pension plan sponsors and fiduciaries on soft dollar and directed brokerage practices. In choosing this topic, council members expressed concern this area lacked sufficient guidance for plan fiduciaries to properly administer ... technology research, surveys study and trend statistics
routine receipt by money managers of soft dollar research credits, which, by one account, grew to one-third of the $2.4 billion in gross commissions money ...
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Auditing: Career question, certified management accountant ...
I graduated in 2001 majoring in Finance and Accounting.  Since then, my work environment has not been directly involved in the accounting world.  In my current position, I process and audit sales commissions.  I am in my early thirties and am debating if CPA is the right education choice.  From the little audit work I do, I feel that I will enjoy auditing.  Do you think CPA is the right choice?  Once certified, do I have to start at the bottom as an Auditor with a CPA firm to succeed?  Thank you for your time. Answer Congratulations on your interest in being an auditor.  There is no ...
WikiAnswers - Define Human Resource Management and list and ...
Overstaffing is wasteful and expensive, if sustained, and it is costly to eliminate because of modern legislation in respect of redundancy payments, consultation, minimum periods of notice, etc. Very importantly, overstaffing reduces the competitive efficiency of the business. Future staffing needs will derive from: Sales and production forecasts The effects of technological change on task needs Variations in the efficiency, productivity, flexibility of labor as a result of training, work study, organizational change, new motivations, etc. Changes in employment practices (e.g. use of subcontractors or agency staffs, hiving-off ...