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Texas Stock Broker Churning Attorney
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It is estimated that more than 42 million Americans from virtually all walks of life own shares in America�s businesses. A New York Stock Exchange survey shows that about 40% of those had incomes under $25,000 a year. Investing in the stock market is a complex business. In many instances the assistance of a good stockbroker or other financial specialist is an essential element of achieving success in the stock market. The purpose of this Alert is to provide some tips on how to choose and deal with a stockbroker, also known as a registered representative or account executive. There are many things you can do to greatly increase ...
Irresponsible and illegal actions by Wall Street firms and corporate executives had a catastrophic effect on many individual investors and employees. Claims by investors against stockbrokers, investment advisors , and financial planners often fall into certain well-recognized categories. Some of the most common investor claims are: Unsuitable Investment Recommendations - This occurs when a broker or other professional investment advisor intentionally makes decisions that are inconsistent with your individual financial needs. A broker has a legal obligation to make recommendations that are ... Read More
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