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Special Report on

Financial Regulation and Compliance

financial regulation and compliance special research report Photo by www.omm.com
This part-time course is a unique vocational Masters for regulatory and compliance professionals. It shares the MBA's aim of preparing you for senior management roles but is specifically designed for those working in a regulatory or compliance role, or who wish to progress to a leadership role in this area. The course is interdisciplinary; making use of economics, finance, law, ethics, and public policy but is centred around the perspective of management. It aims to meet the specific career needs of the growing number of professionals in compliance, regulation and related areas, such as audit, risk and operations. offer a ...
is, as the name suggests, a risk arising from execution of a company's business functions. It is a very broad concept which focuses on the risks arising from the people, systems and processes through which a company operates. It also includes other categories such as fraud risks, legal risks , physical or environmental risks. A widely used definition of operational risk is the one contained in the Basel II [1] regulations, the means by which the European Capital Requirements Directive [2] has been implemented across the European banking sector. This definition states that operational risk is the risk of loss resulting from ...
REVIEWS AND OPINIONS
Assessing the Obama administration's financial supervision white ...
This column examines the white paper on financial supervision issued by the Obama administration in mid-June. It focuses on the proposal’s preference for interagency cooperation over supervisory consolidation and warns that such an approach, while politically expedient, risks worse governance outcomes. In mid-June 2009, President Barack Obama issued a white paper covering a wide swathe of areas of financial regulation that proposed a new architecture for financial supervision. The white paper proposed two new authorities: a National Bank Supervisor and a Consumer Protection Agency. The National Bank Supervisor will supervise all ... market research, surveys and trends
London Metropolitan University London England MSc in Financial ...
This part-time course is a unique vocational Masters for regulatory and compliance professionals. It shares the MBA’s aim of preparing you for senior management roles but is specifically designed for those working in a regulatory or compliance role, or who wish to progress to a leadership role in this area. The course is interdisciplinary; making use of economics, finance, law, ethics, and public policy but is centred around the perspective of management. It aims to meet the specific career needs of the growing number of professionals in compliance, regulation and related areas, such as audit, risk and operations. The ... market research, surveys and trends

SURVEY RESULTS FOR
FINANCIAL REGULATION AND COMPLIANCE

Internal Financial Controls in the U.S. Catholic Church
that period of greater than half a million dollars. In 93 percent of the embezzlement .... Journal of Financial Regulation and Compliance, Vol. 10, No. ... industry trends, business articles and survey research
Integrated Financial Supervision in Germany
Before the unification of supervision 10 percent of the budgets (in 1999 some. EUR 6.9 million) of the three supervisory agencies were funded by the federal .... Journal of Financial Regulation and Compliance 12 (2). ... industry trends, business articles and survey research
RELATED NEWS
Conference Committee limits the SEC's jurisdiction over certain insurance products
The Conference Committee bill passed by the joint House-Senate conferees on June 25, 2010 (the "Conference Bill"), contained an amendment limiting the Securities and Exchange Commission's (the "SEC") jurisdiction over certain insurance products—such as equity-indexed annuities, financial products that promise guaranteed returns and other similar products—effectively ending the jurisdictional fight that has been playing out since the SEC promulgated Rule 151A in December 2008. Please log in below to access the full article. If you are not an existing Lexology subscriber, please register ... market trends, news research and surveys resources
Mercer International Inc. to Present at Upcoming Jefferies Conference
Source: Mercer International Inc. Mercer International Inc. to Present at Upcoming Jefferies Conference NEW YORK, July 12, 2010 (GLOBE NEWSWIRE) -- Mercer International Inc. (Nasdaq:MERC) (TSX:MRI-U) today announced that Chairman and CEO Jimmy S.H. Lee and Executive Vice President and CFO David Gandossi will be presenting at the following conference: Jefferies 6th Annual Global Industrial and A&D Conference August 10–12, 2010 Presentation at 3:45 PM, August 10 Mandarin Oriental Hotel New York City The Jefferies presentation will be webcast live and will also be available for ... market trends, news research and surveys resources

INFORMATION RESOURCES

At A Glance Financial Regulation and Compliance Litigation
At A Glance. Financial Regulation and Compliance. Litigation. How Markets Work. Our Practice. NERA is widely recognised as a leading firm in the economics ... technology research, surveys study and trend statistics
FRB: Regulation E: Compliance Guide
This description should not be interpreted as a comprehensive statement of the regulation. Rather, it is intended to give a broad overview of the regulation's requirements. The full regulation is available on the Government Printing Office web site. Regulation E provides a basic framework that establishes the rights, liabilities, and responsibilities of participants in electronic fund transfer systems such as automated teller machine transfers, telephone bill-payment services, point-of-sale (POS) terminal transfers in stores, and preauthorized transfers from or to a consumer's account (such as direct deposit and social ... technology research, surveys study and trend statistics
Financial Regulation and Supervision in the Euro Area
Financial Regulation and Compliance, vol. 6. No. 1. Briault C., 1999, “The Rationale for a Single National Financial Services Regulator”, FSA ...
REAL TIME
FINANCIAL REGULATION AND COMPLIANCE
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QUESTIONS AND ANSWERS
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