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Special Report on

Legal and Compliance

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and the interpretative materials (e.g., IM 5605) associated with these rules. These rules include topics such as annual meetings, independent directors, audit committee composition, shareholder approval of certain transactions, and the voting rights policy. These corporate governance rules are applicable to all companies trading on The NASDAQ Stock Market. (Initial Posting: June 22, 2009) Does NASDAQ provide interpretative material regarding its corporate governance rules? Yes. To provide transparency regarding our rules and policies, NASDAQ offers interpretative and explanatory materials, designated as "IM", as part ...
Compliance Director - - Seattle, WA
The Legal and Compliance Department of JPMorgan Chase & Co is responsible for the provision of legal and compliance services to the Corporation.  The department also includes the Office of the Secretary.   Legal and Compliance is organized by Practice Groups that conform to the organization of the Firm's lines of business (LOBs) and corporate staff areas, allowing  the legal and compliance staff to work closely with specific groups on a daily basis. Each line of business has an LOB General Counsel, who is the Practice Group Head and who reports to the Firm's General Counsel. This structure provides the means for the ... market research, surveys and trends
Developing a Secure Workplace Through Ethics
Employers set the tone for workplace conduct, ethics and compliance through the creation of a company-wide ethics and compliance program. Ethics and compliance programs help establish a more secure work environment. An organization committed to ethics and compliance can reduce their exposure to risks, such as fraud and bribery, by enforcing policies and administering consequences for all violations. Typically, if an employee knows they are likely to be caught or the penalty for violating regulations is significant, they will be reluctant to make risky decisions. With an increasing number of sentences and dollar values of fines ... market research, surveys and trends


Spencer's COBRA Survey Finds More - CCH INCORPORATED
(RIVERWOODS, ILL., December 6, 2006) – More than one-quarter (27 percent) of eligible employees now elect COBRA coverage, with the claim amounts for COBRA recipients costing companies about 45 percent more than claim costs paid for active employees, according to the 2006 COBRA Survey by Spencer’s Benefits Reports , a leading research service for employee benefits plan administrators at organizations across the U.S. Spencer’s Benefits Reports is produced by Wolters Kluwer Law & Business. “While this is among the highest percent of eligible employees to participate in COBRA since Spencer’s first ... industry trends, business articles and survey research
2007 CCH Unscheduled Absence Survey - CCH INCORPORATED
(RIVERWOODS, ILL., January 10, 2008) – As flu season gets under way, employers are gearing up for more sick employees dragging themselves – and their germs – in to work. According to findings of the 2007 CCH Unscheduled Absence Survey , 87 percent of employers report that sick employees who show up to work are suffering from short-term illnesses such as a cold or flu, which can be easily spread. CCH is a leading provider of human resources and employment law information and services and a part of Wolters Kluwer Law & Business ( ). The survey also found that just one in four organizations report they ... industry trends, business articles and survey research
Apollo Health Street Adds New Senior VP and New Legal and Compliance Counsel
a developer of world-class solutions that tackle healthcare's toughest financial and IT challenges, announced today the addition of John G. Murtha as the new senior vice president of payer services and Decanda M. Faulk, RN, Esq., CHC as legal counsel and compliance officer for the company. A 20-plus year healthcare veteran, Murtha will be a key member of the company's leadership team, focusing his efforts on payer service sales and operations while expanding Apollo's presence in the payer market. Murtha comes to Apollo with an extensive healthcare background, ... market trends, news research and surveys resources
Portfolio Recovery Associates Appoints New Attorneys
a company that purchases and manages portfolios of defaulted consumer receivables and provides a broad range of receivables management and payments processing services, today announced the appointment of several new attorneys in its Office of General Counsel. "I am very pleased to welcome our new attorneys to Portfolio Recovery Associates (PRA)," said Judy Scott, PRA's executive vice president and general counsel. "Their legal strengths span several specialty areas, providing a depth of knowledge to support our growing business and build on the tremendous existing talent in the Office of General ... market trends, news research and surveys resources


Compliance and the compliance function in banks - April 2005
In some banks, for example, legal and compliance may be separate departments; the legal department may be responsible for advising management on the ... technology research, surveys study and trend statistics
Legal (Compliance) Risk
Legal risk arises from failure to comply with statutory or regulatory obligations. It can result from a financial institution s failure to comply with the bylaws and contractual agreements established with the bankcard networks, clearing houses, and other counterparties with which it participates in processing, ... technology research, surveys study and trend statistics
Overtime Regulations | Legal Compliance | Training | UHRS | IU
In 1985 the U.S. Supreme Court ruled that the Fair Labor Standards Act (FLSA) applies to all state and local government employees. The FLSA is enforced by the U.S. Department of Labor. At Indiana University, each department is responsible for ensuring and maintaining compliance with the FLSA. It is the policy of Indiana University to comply with the FLSA. The purpose of this document is to review and reinforce FLSA requirements and university policy as they apply to overtime for nonexempt staff (employees paid an hourly rate). The full description of overtime provisions is contained in Policy 5.3 (for CWA represented Support ...
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What vendor and offerings does your organization use to administer ...
We currently use LRN as many large corporations in the Professional Services - Government Contracting sector do. However, we also now have a maturing LMS from Skillsoft and a vast array of their course offerings, which I administer through Talent Management. The compliance and ethics is managed through our Legal Counsel. In order to minimize costs, system redundancy and inefficiencies, I am interested to know if you have migrated from LRN to Skillsoft specifically or have compared their offerings. I have had difficulty locating a course catalog from LRN to compare with Skillsoft's. Any assistance or insight you may provide ...
WikiAnswers - What does disposed mean in legal terms
Example: You are given the option of three ways of doing something, A, B, or C. If the task is not otherwise disposed of by utilizing option A, or option, B, then it SHALL be disposed of by using... What does disposition mean in legal terms ? Disposition means the manner in which the case is settled or resolved. Just think of it this way, disposition also means attitude (i.e. lucy from i love lucy always said that ricky had a bad... What does the term 'garbage disposal ' means ? The appliance under the kitchen sink that grinds food waste and puts it down the drain. What does the legal term on foot mean ? It literally ...