Special Report on
LLM Financial Regulation and Compliance
LLM Financial Regulation and Compliance - Trends
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This course provides an introduction to the legal, regulatory, and ethical issues arising in the functioning and operation of financial markets. Topics include fiduciary responsibilities, role of self-regulatory organizations, "suitability" of investments, and the use of control of "insider" information, as well as a broad overview of U.S. securities and commodities laws and regulations. The course is structured to provide a functional understanding of market participants' duties ...
::Ini Sekadar Luahan Rasa:Fikiran Kata:Aku Insan Biasa:Hidup Yang Bisa Mencengkam Jiwa:Disulami Tangis Dan Tawa:Namun itu Lumrah Kehidupan:Agar Sentiasa Di Jalan Keredhaan:Semuanya kerana cinta:: Dr Haji Zainudin bin Haji Jaffar INTRODUCTION Zainudin Jaffar (48+) was born in Tanjung Karang Selangor on 28th September 1961. He is the eldest of eight siblings and his father was a school Headmaster in Sungai Besar. He received his early education in an English-medium primary school from 1968-1973. Thereafter, enrolled at al-MaÑhad al-Muhammadi (Arabic-medium) in Kelantan. After his excellent ... Read More
SURVEY RESULTS FOR
LLM FINANCIAL REGULATION AND COMPLIANCE
Obama pushes for tighter financial regulation
- viewbook - The University of Chicago Law School
- Foreign Account Tax Compliance: A Critical Analysis from BNA Tax ...